SEC v. Louis V. Schooler and First Financial Planning Corp d/b/a Western Financial Planning Corp

As a reminder, 2017 was the last year that investors were to receive K-1’s for their General Partnership investments. Below is the notification you were provided last year:

As you have previously been advised, you will no longer receive a K-1 or any other tax documents to reflect this or future distributions. The cash proceeds you receive may result in income/gain to you in the year you receive the distributions. Tax treatment of these distributions will depend on how you previously reported your investment on your individual income tax returns. If, for example, you wrote off your entire investment in 2017 or in prior years, distributions will be considered income in the year received. If you did not write off your investment in 2017, any distributions would be a return of capital up to your outside basis. Any proceeds received above your outside basis would result in income to you. If the proceeds you receive fall short of your outside basis, it would be a loss on your investment. This is a general statement and is not meant to replace your professional’s advice in this matter. Accordingly, please consult your tax advisor.

Who is the Receiver?

Why was there a Receiver appointed? Thomas C. Hebrank was appointed by the Federal District Court on September 6, 2012. The Receiver was appointed after a complaint was filed by the Securities and Exchange Commission against Louis V. Schooler and First Financial Planning Corp. dba Western Financial Planning Corp. (“Western”). The General Partnerships and underlying properties are included in the receivership.

Who can I talk to about my investment?

You can periodically visit the Receiver’s website for additional updates as far as the case, Receiver’s Reports and other legal filings (www.ethreeadvisors.com). The Receiver and his staff are happy to take your questions, however to reduce expenses, we ask that you check the FAQ or website first. Please direct inquiries to the Receiver to wfp@ethreeadvisors.com.

What are the next steps in the receivership?

As ordered by the Court, the Receiver has pooled all GP bank accounts, closed out the GPs, and is in the process of selling properties pursuant to the Court-approved sale process. The Receiver completed the investor claims process and sought authority to make interim distributions to investors with allowed claims. That motion was granted on April 30, 2018, and interim distribution checks were sent to investors with allowed claims on June 12, 2018.

• TRO and Orders: (1) Freezing Assests; (2) Appointing a Receiver; (3) Prohibiting the Destruction of Documents; (4) Granting Expedited Discovery; and (5) Requiring Accountings and Appointing a Permanent Receiver
• Preliminary Injunction Order 10-5-12
• Receivers First Report 09-14-12
• Defendant’s Motion to Dismiss
  1. Defs Motion to Dismiss Complaint
  2. Schooler Dec – Defs Motion to Dismiss Complaint
  3. Ps&As – Defs Motion to Dismiss Complaint
  4. Order Denying Defendants’ Motion to Dismiss
• Western Investor Initial Notification Letter 10-12-12
• Receivers Report #2 and Monitor Proposal
  1. SEC’s Brief re Receivers Second Report
  2. Defendant Response to Receiver Rpt 2 and Monitor Proposal
  3. Order on Receivers Report #2

• Fee Applications #1
  1. Allen Matkins 1st Fee Application
  2. Receiver’s 1st Fee Application
  3. Teris 1st Fee Application
  4. Order Granting in Part First Fee Applications
• Preliminary Injunction Filing
  1. SEC’s Ntc of Filing Proposed PI Order
  2. Defs’ Objs to Proposed PI Order
  3. SEC’s Ntc of Filing Rsps to Defs’ Objs to Proposed PI Order
  4. Ntc of Filing of Receiver’s Rsps to Proposed PI Order
  5. Defendants Reply to SEC and Receiver
  6. Ntc Mtn & Mtn for Modification of Prelim Injunction
  7. Memo P&AsISO Mtn for Modification of Prelim Injunction
  8. Decl Schooler ISO Mtn for Modification of Prelim Injunction
  9. Receiver’s Response – Mtn for Modification of Prelim Injunction
  10. SEC’s Response – Mtn for Modification of Prelim Injunction
  11. Schooler’s Reply re Motion to Modify
  12. Receiver’s Sur-reply to Motion to Modify
• Receiver’s Report #3
  1. Order Approving Receiver’s Third Report
• Motion for Authority to Sell Automobiles and Gold
  1. Hebrank Dec – Motion for Authority to Sell Autos & Gold Coins
  2. Motion for Authority to Sell Autos & Gold Coins
  3. OST on Receiver’s Mtn to Sell Autos & Gold Coins
  4. Order Granting Mtn to Sell Autos Gold Coins
• Order Granting Receiver’s Motion on Notifications of Investors
• Preliminary Injunction Order 3-13-13
• Fee Applications #2:
  1. Allen Matkins 2nd Fee Application
  2. Receiver’s 2nd Fee Application
  3. Schooler Objection to Second Fee Apps
  4. Receivers Reply to 2nd Fee Apps Opposition
  5. Order Granting In Part 2nd Fee Apps
• Cotton Driggs 1st Interim Fee App
• Receiver’s Forensic Accounting Report – Part One
  1. Order Granting Forensic Accounting Report – Part One
• Receiver’s Report #4
  1. Order Approving 4th Interim Report
• Motion for Authority to Pursue LinMar Claims
  1. Hebrank Dec – Motion for Authority to Pursue LinMar Claims
  2. Motion for Authority to Pursue LinMar Claims
  3. Schoolers Opp – Motion for Authority to Pursue LinMar Claims
  4. Ps&As – Motion for Authority to Pursue LinMar Claims
  5. Receiver’s Reply to Opposition
• Fee Applications #3:
  1. Allen Matkins 3rd Fee Application
  2. Receiver’s 3rd Fee Application
  3. Duffy Kruspodin 1st Fee Application
  4. Hebrank Declaration
  5. Schooler’s Opp to 3rd Fee App
  6. Dyson Dec – Schooler’s Opp to 3rd Fee App
  7. SECs Ntc of Non-Opp to Fee Apps
  8. Reply ISO 3rd Fee App
  9. Order Re 3rd Fee Apps
• Receiver’s Valuation Report & Exhibits
  1. Schooler’s Response to Receiver’s Report
  2. SEC’s Reply to Schooler’s Opp to RE Report
  3. Kalin Dec – SEC’s Reply to Schooler’s Opp to RE Report
  4. Receiver’s Reply to Schooler’s Opp to RE Report
  5. Hebrank Dec – Receiver’s Reply to Schooler’s Opp to RE Report
• Receiver’s Motion to Sell Office Equipment and Relocate
  1. Receiver’s Declaration re Motion to Sell Office Equipment and Relocate
  2. Order Approving Motion to Sell Furniture Etc.
• Court Order RE: Prel Injunction, GP’s, Valuation Rpt, & LinMar
  1. Schooler’s Ntc of Mtn for Reconsideration of Courts Order Modifying PI
  2. Ps&As – Schooler’s Ntc of Mtn for Reconsideration of Courts Order Modifying PI
  3. POS – Schooler’s Ntc of Mtn for Reconsideration of Courts Order Modifying PI
  4. Schooler’s Mtn for OST – Mtn for Reconsideration of Courts Order Modifying PI
  5. Schooler’s Request for Oral Argument – Mtn for Reconsideration of Courts Order Modifying PI
• Fee Applications #4
  1. Receiver’s 4th Interim Fee App
  2. AM’s 4th Interim Fee App
  3. Ntc of 4th Interim & Cotton Driggs Fee Apps
  4. Schooler’s Response to 4th Fee App
  5. Receiver’s Reply to Schooler’s Opposition
  6. Hebrank Declaration re: Reply to Schooler’s Opposition
  7. Order re: 4th Fee Apps
• 5th Interim Report
  1. Order re: 5th Interim Report
• Receiver’s Forensic Accounting Report – Part Two
• Mtn for Stay Pending Appeal
  1. P&A’s ISO Mtn for Stay Pending Appeal
  2. 2013-11-01 0509 Receiver’s Opp – Mtn for Stay Pending Appeal
  3. 2013-11-01 0510 SEC’s Opp – Mtn for Stay Pending Appeal
  4. 2013-11-08 0512 Defs Reply ISO Mtn for Stay Pending Appeal
  5. 2013-11-14 0513 Order Granting In Part – Denying In Part Motion for Stay
• 6th Interim Report
  1. Order on 6th Interim Report
• Ex Parte Request re Use of GP Funds to Pay Mortgages
  1. Defendants’ Opposition to Ex Parte App
  2. Dyson Dec re Ex Parte App
  3. Schooler Dec re Ex Parte App
  4. Order Granting Ex Parte
• Fee Applications #5
  1. Receiver’s 5th Fee Application
  2. Allen Matkins 5th Fee Application
  3. Schooler Opposition to Fifth Fee Applications
  4. Order Approving Fifth and Sixth Fee Applications
  5. Duffy’s 2nd Fee Application
  6. Order Approving Fifth and Sixth Fee Applications

• Fee Applications #5
  1. Receiver’s 5th Fee Application
  2. Allen Matkins 5th Fee Application
  3. Schooler Opposition to Fifth Fee Applications
  4. Order Approving Fifth and Sixth Fee Applications
  5. Duffy’s 2nd Fee Application
  6. Order Approving Fifth and Sixth Fee Applications
• 7th Interim Report
  1. Order Approving 7th Interim Report
  2. Schooler’s Mtn for Reconsideration of Receiver’s 7th Report
  3. Ps&As – Schooler’s Mtn for Reconsideration of Receiver’s 7th Report
  4. Schooler Dec – Schooler’s Mtn for Reconsideration of Receiver’s 7th Report
  5. Order Denying Schooler’s Mtn for Reconsideration of Receiver’s 7th Report
  6. Receiver’s Response to Schooler’s Motion for Reconsideration of Approval of 7th Interim Report
  7. SEC’s Response to Schooler’s Motion for Reconsideration
  8. Schooler’s Reply in Support of his Motion for Reconsideration
• Fee Applications #6
  1. Receiver’s 6th Fee Application
  2. Matkin’s 6th Fee Application
  3. Duffy’s 2nd Fee Application
  4. Notice of Hearing on Fee Applications
  5. Order Approving Fifth and Sixth Fee Applications
  6. Schooler’s Opposition to 6th Fee Applications
  7. Receiver’s Response to Schooler’s Opposition
• Orders Regarding Summary Judgment Motions – GPs as Securities & Receivership
  1. SEC’s May 9, 2014 Response to Court’s Reconsideration of 8-16 Order
  2. Schooler’s May 9, 2014 Response to Court’s Reconsideration of 8-16 Order; Declaration
  3. SEC’s May 23, 2014 Responsive Brief to Court’s Reconsideration of 8-16 Order
  4. Schooler’s May 23, 2014 Responsive Brief to Court’s Reconsideration of 8-16 Order
• Defendant’s Motion to Remove Western from Receivership
  1. Defendant’s Motion to Remove Western from Receivership
  2. Ps&As – Defendant’s Motion to Remove Western from Receivership
  3. Receiver’s May 9, 2014 Response to Schooler’s Motion to Remove Western & Court’s Reconsideration of its August 16 Order
  4. SEC’s May 9, 2014 Response to Schooler’s Motion to Remove Western
  5. Schooler’s May 23, 2014 Reply in Support of Motion
  6. Order Denying Motion to Remove Western from Receivership
• Receiver’s 8th Interim Report
  1. Order Approving Receiver’s 8th Interim Report
• Fee Applications #7
  1. Receiver’s 7th Fee Application
  2. Allen Matkins 7th Fee Application
  3. Order on Seventh Interim Fee Applications
  4. Schooler’s Opposition – 7th Fee Application
  5. Schooler’s Declaration – 7th Fee Application
  6. Receiver’s Reply – 7th Fee Application
  7. Rodriguez’s Declaration – 7th Fee Application
  8. Order Granting Fee Applications
• Order on Reconsideration of Releasing the GPs from the Receivership
  1. GP Briefs Filed
  2. Filed Receiver’s Response
  3. SEC Response to GP Briefs
  4. Declaration of James and Karen Miller
  5. Defendants’ Response to GP Briefs
  6. Order re Investor Hearing
  7. Order Modifying Dates in Order Re Investor Hearing
• Receiver’s 9th Interim Report
  1. Order Approving 9th Report
• Plaintiff Motion re Balloting & Receivership Website
  1. Defendants’ Motion re Balloting & Receivership Website
  2. Dyson Declaration re Defendants’ Motion re Balloting & Receivership Website
  3. Receiver’s Opp – Schooler’s Mtn for PI Against Receiver Re GP Balloting
  4. SEC’s Joinder – Receiver’s Opp – Schooler’s Mtn for PI Against Receiver Re GP Balloting
  5. Defendants’ Reply re Motion re Balloting & Receivership Website
  6. Order Denying Defendants’ Motion re Balloting & Receivership Website
• Fee Applications #8
  1. Receiver’s 8th Interim Fee App
  2. AM’s 8th Interim Fee App
  3. Duffy’s 3rd Interim Fee App
  4. 8th Interim Fee Apps & Duffy’s 3rd Fee App
  5. Order Granting Fee Applications
• Receivers Motion for Contempt
  1. Receiver’s Motion for Civil Contempt
  2. Hebrank Dec – Receiver’s Motion for Civil Contempt
  3. Fates Dec – Receiver’s Motion for Civil Contempt
  4. Order on Contempt Motion
• Receiver’s Report and Recommendations re: General Partnerships
  1. Receiver’s Report and Recommendations Regarding General Partnerships and Exhibits A-E
  2. Declaration of Hebrank and Exhibits A – B
  3. Legal Size Version of Exh A Schedule
  4. Defendant’s Response to Receiver’s GP Report and Recommendations
  5. SEC Response to Receiver’s Report and Recommendations
  6. Order Rescheduling Receivership Hearing
  7. Order Keeping GPs Under Receivership
• Defendant’s Motion to Remove Receiver
  1. SEC Opposition to Removal of Receiver
  2. Receiver’s Opposition to Defendant’s Motion for Removal
  3. Defendant Reply re Motion to Remover Receiver
  4. Schooler’s Supplemental Brief
  5. Receiver’s Response to Supplemental Brief
  6. SEC’s Response to Supplemental Brief
  7. Order Denying Motion to Remove Receiver

• Receiver’s Report and Recommendations re: General Partnerships
  1. Receiver’s Report and Recommendations Regarding General Partnerships and Exhibits A-E
  2. Declaration of Hebrank and Exhibits A – B
  3. Legal Size Version of Exh A Schedule
  4. Defendant’s Response to Receiver’s GP Report and Recommendations
  5. SEC Response to Receiver’s Report and Recommendations
  6. Order Rescheduling Receivership Hearing
  7. Order Keeping GPs Under Receivership
• Defendant’s Motion to Remove Receiver
  1. SEC Opposition to Removal of Receiver
  2. Receiver’s Opposition to Defendant’s Motion for Removal
  3. Defendant Reply re Motion to Remover Receiver
  4. Schooler’s Supplemental Brief
  5. Receiver’s Response to Supplemental Brief
  6. SEC’s Response to Supplemental Brief
  7. Order Denying Motion to Remove Receiver
• Hettinger Tax Filing Letter
  1. Letter from J. Hettinger Regarding Timely Tax Docs
  2. Order Requiring Receiver Response Regarding Tax Docs
  3. Receiver’s Regarding to J. Hettinger Letter
  4. Kelton Declaration – Receiver’s Response to J. Hettinger Letter
• Receiver’s Report on Investor Balloting – Silver Springs North, Washoe 3, Washoe 5, Minden, Stead & Las Vegas 2
  1. Receiver’s Update on Investor Balloting Re LOIs & Recommendation
  2. Order Adopting Receiver’s Update on Investor Balloting Re LOIs & Recommendation
• Receiver’s 10th Interim Report
  1. Order Approving Tenth Report
• Fee Applications #9
  1. Receiver’s 9th Fee Application
  2. Allen Matkins 9th Fee Application
  3. Order Granting Ninth Interim Fee Applications
• Receiver’s Proposed Investor Information Packet
  1. Order Extending Info Packet Posting Date
• Receiver’s Recommendations re: Course of Action for GPs
  1. Order re: Information Packet and Receiver’s Recommendations re: Course of Action for GPs
• Receiver’s 11th Interim Report
  1. Order re: Information Packet and Receiver’s Recommendations re: Course of Action for GPs
  2. Order Approving Eleventh Report
• Schooler Disgorgement Order
• Fee Applications #10
  1. Receiver’s 10th Fee Application
  2. Allen Matkins 10th Fee Application
  3. Order Granting 10th, 11th and 12th Fee Applications
• Fee Applications #11
  1. Receiver’s 11th Fee Application
  2. Allen Matkins’ 11th Fee Application
  3. Duffy’s 4th Fee Application
  4. Order Granting 10th, 11th and 12th Fee Applications
• Receiver’s 12th Interim Report
  1. Order Granting 12th Interim Reports
• Fee Applications #12
  1. Receiver’s 12th Fee Application
  2. Allen Matkins 12th Fee Application
  3. Duffy’s 5th Fee Application
  4. Order Granting 10th, 11th and 12th Fee Applications
• Receiver’s 13th Interim Report
  1. Order Granting 13th Interim Reports
• Fee Applications #13
  1. Receiver’s 13th Fee Application
  2. Allen Matkins 13th Fee Application
  3. Order Granting 13th Fee Application

• Receiver’s 13th Interim Report
  1. Order Granting 13th Interim Reports
• Fee Applications #13
  1. Receiver’s 13th Fee Application
  2. Allen Matkins 13th Fee Application
  3. Order Granting 13th Fee Application
• Receiver’s Recommended Brokers for Listing 5 GP Properties
  1. Order Granting Receiver’s Recommendation to Sell 5 GP Properties
• Receiver’s Motion for Authority to Conduct Sale of GP Properties
  1. Notice of Motion for Authority to Conduct Sale of GP Props
  2. Mtn for Authority to Conduct Sale of GP Props
  3. SEC Response to Receiver’s Motion to Sell GP Props
  4. Atty Dillon Response to Distribution Motion
  5. Atty Aguirre Response to Distribution Motion
  6. Ex Parte Mtn Re Withdrawal Mis-Stmt of Fact – Atty Aguirre Opp – Mtn for Authority to Conduct Sale of GP Props
  7. Receiver’s Reply – Atty Dillon Opp – Mtn for Authority to Conduct Sale of GP Props
  8. Receiver’s Reply – Atty Aguirre Opp – Mtn for Authority to Conduct Sale of GP Props
  9. Atty Aguirre Ex Parte Motion to File Supplemental Response
  10. SEC Response in Opposition to Aguirre Ex Parte Motion
  11. Order Granting-Denying – Mtn for Authority to Conduct Sale of GP Props & Atty Aguirre Mtn for Trial
  12. Proposal Re Modified Orderly Sale Process
• Receiver’s 14th Interim Report
  1. Atty Aguirre Objection to Receiver’s 14th Interim Report
  2. Order Approving 14th Interim Report in Part
  3. Revised 14th Interim Report
  4. Court Order Approving Revised 14th Interim Report
• Ex Parte Application for Order Confirming Jamul Property Sale
  1. Ex Parte Application for Time to File Opposition
  2. Receiver’s Response to Ex Parte Application re: Jamul Sale
  3. Movants Reply to Receiver’s Response
  4. Notices of Joinder filed by Gary Aguirre
  5. Receiver’s Supplemental Brief on Jamul Sale
  6. Order Re Recs Re Dayton I & IV Fernley I LV2 & Stead Etc
  7. Jamul Valley Sale Motion
     
  8. Notice of No Overbidders for Jamul Property Sale
  9. Atty Aguirre Late Opposition to Jamul Property Sale
  10. Receiver’s Response to Atty Aguirre Late Opposition
  11. Order Approving Jamul Property Sale
• Receiver’s Recommendation Re: Engagement of Real Estate Brokers for Las Vegas 1, Las Vegas 2, and Tecate Properties
  1. Movant’s Ex Parte Opposition to Receiver’s Motion
  2. Receiver’s Response to Movant’s Opposition
  3. Movant’s Reply to Receiver’s Response
  4. Atty Dillon Ex Parte Application
  5. Atty Aguirre Joinder
  6. Receiver’s Notice of Intent to Respond
  7. Receiver’s Response to Opposition
  8. Order Re Recs Re Dayton I & IV Fernley I LV2 & Stead Etc
• SEC’s Omnibus Submission re Pending Motions
  1. Atty Aguirre Response to SEC Filing
• Atty Dillon Motion to Unseal Documents
  1. Receiver’s Opp – Atty Dillon Mtn to Unseal-Unredact Various Orders
  2. Atty Dillon Reply – Atty Dillon Unseal Motion
  3. Order Granting Limited Intervention
• Atty Aguirre Motion for Accounting
  1. Atty Aguirre Refiled Accounting Motion
  2. Atty Dillon Partial Joinder – Atty Aguirre Mtn for Accounting or Audit
  3. Receiver’s Opposition to Atty Aguirre Accounting Motion
  4. Atty Aguirre Ex Parte Mtn and Dec for Order Setting Evid Hrg and Disc Schedule
  5. Atty Aguirre Investors Response to Receivers & SEC Opposition
• Atty Aguirre Motion to Vacate Prior Orders GP Sale
  1. REFILED: Atty Aguirre Motion to Vacate Prior Orders Approving GP Property Sales
  2. Rcvr’s Opp – Atty Aguirre Motion to Vacate Orders Approving Receiver’s Recommendations to Sell GP Props
• Court’s Order for Additional Briefing and Denial of Investor’s Motions
  1. Receiver’s Court-Ordered Proposal Re GPs
  2. Receiver’s Ex Parte Motion to File Supplemental Response
  3. Atty Aguirre Ex Parte Motion to File Addn Opposition to Receiver’s Court Ordered Proposal
  4. Receiver’s Opp – Atty Aguirre Ex Parte Mtn to File Opp – Receiver’s Court-Ordered Proposal Re GPs
  5. SEC’s Opp – Atty Aguirre Ex Parte Mtn to File Opp – Receiver’s Court-Ordered Proposal Re GPs
  6. Court Order Approving Modified Orderly Sales Process
• Attys Aguirre & Dillon Motions to Intervene
  1. Atty Aguirre Motion to Intervene
  2. Atty Dillon Motion to Intervene
  3. Receiver’s Opp – Atty Aguirre Motion to Interevene
  4. Receiver’s Opp – Atty Dillon Motion to Interevene
  5. SEC Opposition to Motions to Intervene
  6. Atty Dillon Reply – Atty Dillon Motion to Intervene
  7. Atty Aguirre Reply re Intervention Motion
  8. Atty Aguirre Investor Request For Judicial Notice
  9. Atty Aguirre Reply ISO Motion To Intervene
  10. SEC’s Opposition to Mtns to Intervene
  11. Order Granting Limited Intervention
  12. Order Denying Atty Aguirre Mtn to Intervene & File Excess Pgs
  13. Atty Aguirre Appeal of Intervention Order
• Motion for Sale of Reno View and Reno Vista Properties
  1. Order Re Recs Re Dayton I & IV Fernley I LV2 & Stead Etc
  2. Notice of No Overbidders for Reno View/Reno Vista Sale
  3. Order Approving Reno Properties Sales
• Motion for Sale of Western’s Silver Springs Property
  1. Notice of No Overbidders for Silver Springs Property Sale
  2. Order Approving Western’s Silver Springs Property
• Atty Aguirre Notice of Appeal
  1. Atty Aguirre Motion to Appeal and Stay
  2. Receiver’s Oppositions to Motion to Stay and Appeal
  3. SEC’s Opposition to Atty Aguirre Stay Pending Appeal
  4. Atty Aguirre Reply to Oppositions
  5. Receiver’s Motion to Dismiss
  6. Atty Aguirre Opposition to Motion to Dismiss
  7. Receiver’s Reply to Opposition to Motion to Dismiss
  8. Court Order Denying Stay Pending Appeal
  9. Atty Aguirre Voluntary Dismissal of Appeals
• Receiver’s 15th Interim Report
  1. Atty Aguirre Objection to Receiver’s 15th Interim Report
  2. Order Approving 15th Interim Report in Part
  3. Revised 15th Interim Report
  4. Court Order Approving Revised 15th Interim Report
• Fee Applications #14
  1. Receiver’s 14th Fee Application
  2. Allen Matkins 14th Fee Application
  3. Atty Aguirre Opposition to Fee Application
  4. Order Granting 14th Fee Applications
• Fee Applications #15
  1. Receiver’s 15th Fee Application
  2. Allen Matkins 15th Fee Application
  3. Duffy’s 6th Fee Application
  4. Atty Aguirre Opposition to Fee Application
  5. Order Granting 15th Fee Applications
• Receiver’s Motion to Engage CBRE as Real Estate Consultant
  1. Atty Aguirre Opposition to Receiver’s Motion to Engage CBRE
  2. Receiver’s Reply to Atty Aguirre Opposition
  3. Court Order Approving Engagement of CBRE
  4. Atty Aguirre Appeal of CBRE Engagement Order
• Receiver’s 16th Interim Report
  1. Order Approving 16th Interim Report in Part
  2. Revised 16th Interim Report
• Atty Aguirre Motion to Intervene on Behalf of Addn Investors
  1. Receiver’s Opposition to Motion to Intervene
  2. SEC’s Opposition to Motion to Intervene
  3. Court Order Denying Motion to Intervene
• Atty Aguirre Motion for Stay (District Court)
  1. Receiver’s Opposition to Atty Aguirre Motion for Stay
  2. SEC Opposition to Atty Aguirre Motion for Stay
  3. Atty Aguirre Reply to SEC Opposition
  4. Atty Aguirre Reply to Receiver’s Opposition
  5. Court Order Denying Atty Aguirre Motions
• Atty Aguirre Urgent Motion for Stay Pending Appeal (Ninth Circuit)
  1. Receiver’s Opposition to Atty Aguirre Urgent Motion for Stay
  2. SEC Opposition to Atty Aguirre Urgent Motion for Stay
  3. Atty Aguirre Reply to SEC Opposition
  4. Atty Aguirre Reply to Receiver’s Opposition
  5. 9th Circuit Court Denial of Stay
  6. Atty Aguirre Voluntary Dismissal of Appeals
  7. Court Order Approving Voluntary Dismissal
• Atty Aguirre Amended Notices of Appeals
  1. Atty Aguirre Amended Notice of Appeal
  2. Atty Aguirre 2nd Amended Notice of Appeal
  3. Atty Aguirre Investors Amended Notice of Appeal
  4. Atty Aguirre Second Amended Notice of Appeal
  5. Atty Aguirre Third Amended Notice of Appeal
  6. Atty Aguirre Voluntary Dismissal of Appeals
• SEC Motion to Consolidate Atty Aguirre Appeals
  1. Atty Aguirre Response to SEC Motion to Consolidate Appeals
  2. SEC Reply to Atty Aguirre Response to Consolidation Motion
  3. Addn SEC Reply to Consolidation Motion
  4. 9th Circuit Court Granting Consolidation
• Fee Applications #16
  1. Receiver’s 16th Fee Application
  2. Allen Matkins 16th Fee Application
  3. Order Granting 16th Fee Applications
• Atty Aguirre Motion to Intervene and Oppose Interim Report Revisions
  1. Receiver’s Opposition to Atty Aguirre Motion on Revised Interim Reports
  2. SEC’s Opposition to Atty Aguirre Motion on Revised Interim Reports
  3. Atty Aguirre Reply to SEC’s Opposition
  4. Atty Aguirre Reply to Receiver’s Opposition
  5. Court Order Denying Atty Aguirre Motions
• Ex Parte Motion to Hire Brokers for Yuma & Minden Properties
  1. Court Order Approving Hiring Yuma & Minden Brokers
• Atty Aguirre Ex Parte Refiled Motion Regarding Sealed Motions
  1. Receiver’s Reply to Atty Aguirre Refiled Motion
  2. SEC’s Reply to Atty Aguirre Refiled Motion
  3. Court Order Denying Atty Aguirre Motions
• Receiver’s Report re: Xpera & CBRE Recommendations
  1. Atty Aguirre’s 6th Motion to Intervene, CBRE Recommendations
  2. Court Order Approving CBRE Report Under Seal
  3. Court Order Approving Receiver’s Xpera & CBRE Recommendations
• Receiver’s Motion to Expedite Atty Aguirre Appeal of Jamul Valley Sale Order
  1. Atty Aguirre Opposition to Expediting Jamul Sale
  2. Receiver’s Response to Atty Aguirre Jamul Opposition
  3. 9th Circuit Court Granting Motion to Expedite
• Receiver’s 17th Interim Report
• Atty Aguirre Urgent Motion for Stay Pending Appeal
  1. Receiver’s Opposition to Atty Aguirre’s Urgent Motion
  2. SEC’s Opposition to Atty Aguirre’s Urgent Motion
  3. Atty Aguirre Reply to Opposition
  4. SEC’s Response to Aguirre Supplemental Brief
  5. Receiver’s Response to Aguirre Supplemental Brief
  6. Aguirre Reply to Receiver Response
  7. Aguirre Reply to SEC Response
  8. 9th Circuit Court Denial of Stay
  9. Atty Aguirre Voluntary Dismissal of Appeals
  10. Court Order Approving Voluntary Dismissal

• Atty Aguirre Urgent Motion for Stay Pending Appeal
  1. Receiver’s Opposition to Atty Aguirre’s Urgent Motion
  2. SEC’s Opposition to Atty Aguirre’s Urgent Motion
  3. Atty Aguirre Reply to Opposition
  4. SEC’s Response to Aguirre Supplemental Brief
  5. Receiver’s Response to Aguirre Supplemental Brief
  6. Aguirre Reply to Receiver Response
  7. Aguirre Reply to SEC Response
  8. 9th Circuit Court Denial of Stay
  9. Atty Aguirre Voluntary Dismissal of Appeals
  10. Court Order Approving Voluntary Dismissal
• Motion for Sale of Honey Springs Properties
  1. Receiver’s Notice of Errata Correcting Sales Motion Dates
  2. Notice of Non-Receipt of Overbids on Sale
  3. Order Approving Sale of Honey Springs Property
• Fee Applications #17
  1. Receiver’s 17th Fee Application
  2. Allen Matkins 17th Fee Application
  3. Order Approving Receiver’s 17th Fee Application & Approving Receiver’s 18th Status Report
  4. Allen Matkins Supplemental Brief on 17th Fee Application
  5. Order Approving Allen Matkins Fees
• Receiver’s 18th Interim Report
  1. Order Approving Receiver’s 17th Fee Application & Approving Receiver’s 18th Status Report
  2. Order Approving Fee Applications & Reports
• Receiver’s Motion for Sale of Reno Partners Property
  1. Order Approving Sale of Reno Partners
• Receiver’s Motion for Sale of Freetrade Property
  1. Receiver’s Motion for Withdrawal of Freetrade Property Sales Motion
  2. Receiver’s Motion for Order Directing Turnover of Freetrade Escrow Deposit
• Fee Applications #18
  1. Receiver’s 18th Fee Application
  2. Allen Matkins 18th Fee Application
  3. Order Approving Fee Applications & Reports
• Receiver’s Motion for Authority to Quiet Title Santa Fe Property
  1. Order Approving Authority for Quiet Title Action
• Receiver’s Motion for Sale of Valley Vista Property
  1. Notice of Non-Receipt of Overbids on Sale
  2. Order Approving Sale of Valley Vista Property
• Receiver’s 19th Interim Report
  1. Order Approving Fee Applications & Reports
• Receiver’s Motion for Sale of Bratton View Property
  1. Notice of Non-Receipt of Overbids on Sale
  2. Order Approving Sale of Bratton View Property
• Fee Applications #19
  1. Receiver’s 19th Fee Application
  2. Allen Matkins 19th Fee Application
  3. SEC’s Notice on Non-Opposition to Fee Apps #19
  4. Order Approving Fee Applications & Reports
• Receiver’s 20th Interim Report
  1. Order Approving Fee Applications & Report
• Receiver’s Motion for Sale of LV Kade Property
  1. Notice of Non-Receipt of Overbids on Sale
  2. Order Approving Sale of LV Kade Property
• Receiver’s Motion for Sale of Park Vegas Property
  1. Notice of Non-Receipt of Overbids on Sale
  2. Order Approving Sale of Park Vegas Property
• Receiver’s Motion for Sale of Washoe V Property
  1. SEC’s Non-Opposition to Sale of Washoe V Property
  2. Notice of Non-Receipt of Overbids on Sale
  3. Order Approving Sale of Washoe V Property
• Receiver’s Motion for Sale of Production Partners Property
  1. SEC’s Non-Opposition to Sale of Production Partners
  2. Notice of Non-Receipt of Overbids on Sale
  3. Order Approving Sale of Production Partners Property
• Receiver’s Motion for Sale of Silver Springs North Property
  1. Notice of Non-Receipt of Overbids on Sale
  2. Order Approving Sale of Silver Springs North Property
• Fee Applications #20
  1. Receiver’s 20th Fee Application
  2. Allen Matkins 20th Fee Application
  3. Duffy’s 7th Fee Application
  4. SEC’s Non-Opposition to Fee Applications #20
  5. Order Approving Fee Applications & Report
• Receiver’s Motion for Sale of Silver State Property
  1. SEC’s Non-Opposition to Sale of Silver State Property
  2. Order Approving Sale of Silver State Property
• Receiver’s Motion for Claims Approval & Dissolution of GPs
  1. Order Changing Court Date to 12-15-17 and Setting Filing Deadlines
  2. SEC’s Statement of Support for Receiver’s Motion for Order
  3. Jenkins’ Opposition to Receiver’s Motion
  4. Receiver’s Reply to Jenkins’ Opposition
  5. Order Granting in Part Receiver’s Motion
  6. Order Setting Briefing Schedule on Disputed Investor Claims
  7. Order Granting Remaining Portion to Resolve Disputed Claims
• Receiver’s 21st Interim Report
• Receiver’s Motion for Sale of Dayton IV Property
  1. Notice of Non-Receipt of Overbid on Sale
  2. Order Approving Sale of Dayton IV Property
• Fee Applications #21
  1. Receiver’s 21st Fee Application
  2. Allen Matkins 21st Fee Application
  3. Duffy’s 8th Fee Application
  4. SEC’s Non-Opposition to Fee Applications #21
  5. Order Approving Fee Applications
• Receiver’s Motion to Hire Brokers for Dayton II, Dayton III, Silver Springs South, Stead, and Washoe IV Properties
  1. Order Approving Hiring of Brokers

• Receiver’s Motion to Hire Brokers for Dayton II, Dayton III, Silver Springs South, Stead, and Washoe IV Properties
  1. Order Approving Hiring of Brokers
• Receiver’s 22nd Interim Report
• Motion for Amended Order Authorizing GP Transfers
  1. Order Approving Motion for Amended Order Authorizing GP Transfers
• Receiver’s Motion for Sale of Dayton II Property
  1. SEC’s Non-Opposition to Dayton II Sale Proposal
  2. Notice of Non-Receipt of Overbid on Sale
  3. Order Approving Sale of Dayton II Property
• Receiver’s Motion to Make Interim Distribution
  1. SEC’s Non-Opposition to Receiver’s Distribution Motion
  2. Order Approving Interim Distributions
• Fee Applications #22
  1. Receiver’s 22nd Fee Application
  2. Allen Matkins 22nd Fee Application
  3. SEC’s Non-Opposition to Fee Applications
  4. Order Approving Fee Applications
• Receiver’s Motion for Sale of International Property
  1. Notice of Non-Receipt of Overbids on Sale
  2. Order Approving Sale of International Property
• Receiver’s 23rd Interim Report
• Receiver’s Motion for Sale of Washoe V Property
  1. Notice of Non-Receipt of Overbids on Sale
  2. Order Approving Sale of Washoe V Property
• Receiver’s Motion for Sale of Las Vegas 2 Property
  1. Notice of Non-Receipt of Overbids on Sale
  2. SEC’s Non-Opposition to Las Vegas 2 Sale Motion
  3. Order Approving Sale of Las Vegas 2 Property
• Fee Applications #23
  1. Receiver’s 23rd Fee Application
  2. Allen Matkins 23rd Fee Application
  3. SEC’s Non-Opposition to Fee Applications
  4. Order Approving Fee Applications
• Receiver’s Motion for Sale of Twin Plant Property
  1. Notice of Non-Receipt of Overbids on Sale
  2. Order Approving Sale of Twin Plant Property
• Receiver’s Motion for Sale of Tecate South Property
  1. Notice of Non-Receipt of Overbids on Sale
  2. Order Approving Sale of Tecate South Property
• Receiver’s Motion for sale of Stead Property
  1. Notice of Auction Results for Stead Property
  2. Order Approving Sale of Stead Property
  3. Order Approving Overbidder Sale
• Receiver’s 24th Interim Report
• Receiver’s Motion for Sale of Washoe IV Property
  1. Notice of Non-Receipt of Overbids on Sale
  2. Order Approving Sale of Washoe IV Property
  3. Amended Order Approving Sale of Washoe V Property
• Fee Applications #24
  1. Receiver’s 24th Fee Application
  2. Allen Matkins 24th Fee Application
  3. Duffy’s 9th Fee Application
  4. Notice of Duffy’s 9th Fee Application
  5. Order Approving Fee Applications
  6. Order re: Addn Information on Duffy Fee Application
  7. Order Approving Duffy Fee Application
• Receiver’s 25th Interim Report
• Receiver’s Motion for Sale of Dayton I Property
  1. Order Approving Sale of Dayton I Property
• Receiver’s Motion for Sale of Freetrade Property
  1. Order Approving Freetrade Property Sale
• Receiver’s Motion for Sale of Borderland Property
  1. Order Approving Borderland Property Sale

• Fee Applications #25
  1. Receiver’s 25th Fee Application
  2. Allen Matkins 25th Fee Application
  3. Duffy’s 10th Fee Application
  4. Holley Driggs 2nd Fee Application
  5. Order Approving Fee Applications
• Receiver’s 26th Interim Report
• Receiver’s Motion for Sale of Fernley Property
  1. Order Approving Fernley Property Sale
• Receiver’s Motion for Sale of Remaining Stead 1 Property
• Receiver’s Motion to Make 2nd Interim Distribution
  1. SEC’s Statement of Support for 2nd Distribution Motion
  2. Order Approving 2nd Interim Distribution
• Fee Applications #26
  1. Receiver’s 26th Fee Application
  2. Allen Matkins 26th Fee Application
  3. Order Approving Fee Applications
• Receiver’s 27th Interim Report
• Receiver’s Motion for Sale of ABL/Mex-Tec Property
  1. Order Approving Sale of ABL/Mex-Tec Property
• Receiver’s Motion for Sale of Vista Tecate Property
  1. Order Approving Sale of Vista Tecate Property
• Fee Applications #27
  1. Receiver’s 27th Fee Application
  2. Allen Matkins 27th Fee Application
  3. SEC’s Non-Opposition to Fee Applications
  4. Order Approving Fee Applications
• Receiver’s Motion for Sale of Yuma Properties
• Receiver’s 28th Interim Report
• Fee Applications #28
  1. Receiver’s 28th Fee Application
  2. Allen Matkins 28th Fee Application
  3. Order Approving Fee Applications
• Receiver’s 29th Interim Report

• Fee Applications #29
  1. Receiver’s 29th Fee Application
  2. Allen Matkins 29th Fee Application
  3. Order Approving Fee Applications
• Receiver’s 30th Interim Report
• Fee Applications #30
  1. Receiver’s 30th Fee Application
  2. Allen Matkins 30th Fee Application
  3. Duffy’s 11th Fee Application
  4. Order Approving Fee Applications
• Receiver’s 31st Interim Report
• Receiver’s Motion for Sale of Santa Fe Property
  1. Notice of Overbid on Santa Fe Property Sale
  2. Notice of Winning Bid on Santa Fe Property
  3. Order Approving Santa Fe Property Sale
• Receiver’s Motion for Sale of Washoe III Property
  1. Notice of Overbid on Washoe III Sale
  2. Notice of Winning Bidder on Washoe III Property Auction
• Receiver’s Motion for Sale of Minden Property Acreage
• Receiver’s Motion for the Sale of Dayton III Property
• Fee Applications #31
  1. Receiver’s 31st Fee Application
  2. Allen Matkins 31st Fee Application
  3. Order Approving Fee Applications
• Receiver’s Motion for Sale of Silver Springs Property
  1. Order Approving Silver Springs South Property Sale
• Receiver’s 32nd Interim Report
• Fee Applications #32
  1. Receiver’s 32nd Fee Application
  2. Allen Matkins 32nd Fee Application
  3. Order Approving Fee Applications
• Receiver’s 33rd Interim Report
• Fee Applications #33
  1. Receiver’s 33rd Fee Application
  2. Allen Matkins 33rd Fee Application
  3. Order Approving Fee Applications
• Receiver’s Motion for Sale of Dayton Property
  1. Order Resetting Hearing Date
  2. Order Approving Dayton Property Sale

• Receiver’s Motion for Sale of Dayton Property
  1. Order Resetting Hearing Date
  2. Order Approving Dayton Property Sale
• Receiver’s Washoe III Property Sale Motion
  1. Notice of Overbid on Washoe III Sale
  2. Auction Results for Washoe III Property
  3. Order Approving Washoe III Property Sale
• Receiver’s 34th Interim Report
• Receiver’s Motion for Sale of Minden Property Remaining Acreage
  1. Order Approving Minden Property Sale
• Fee Applications #34
  1. Receiver’s 34th Fee Application
  2. Allen Matkins 34th Fee Application
  3. Order Approving Fee Applications
• Final Fee Applications
  1. Receiver’s Final Fee Application
  2. Allen Matkins Final Fee Application
  3. Duffy’s Final Fee Application
  4. Order Approving Final Fee Application
• Motion to Conclude Receivership
  1. Order Granting Final Fee Applications
  2. Order Granting Receivers Motion to Conclude Receivership